FINRA CAT (4.0.0-r18) | Orchimate

Title
CAT Reporting Technical Specifications for Industry Members
Created
2024-07-24
Creator
Consolidated Audit Trail, LLC
Conforms To
Orchestra v1.0
Rights
Copyright 2024 Atomic Wire Technology Limited
Abstract
This document describes the requirements for the reporting of data to CAT by Industry Members, including detailed information about data elements and file formats of each Reportable Event. It also describes how Industry Members submit files to CAT, including access instructions, network and transport options, and testing requirements.
Alternative
Requirements for the reporting of data to CAT by Industry Members
Publisher
Atomic Wire Technology Limited
Subject
CAT, OATS, FINRA
Source
CAT Reporting Technical Specifications for Industry Members