Orchimate 1.3.2 /

FIX Reference Data1.0

Orchestra Hub

Executing Firm (formerly FIX 4.2 ExecBroker)

Broker of Credit (formerly FIX 4.2 BrokerOfCredit)

Client ID (formerly FIX 4.2 ClientID)

Clearing Firm (formerly FIX 4.2 ClearingFirm)

Investor ID

Introducing Firm

Entering Firm

Locate / Lending Firm (for short-sales)

Fund Manager Client ID (for CIV)

Settlement Location (formerly FIX 4.2 SettlLocation)

Order Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order)

Executing Trader (associated with Executing Firm - actually executes)

Order Origination Firm (e.g. buy-side firm)

Giveup Clearing Firm (firm to which trade is given up)

Correspondant Clearing Firm

Executing System

Contra Firm

Contra Clearing Firm

Sponsoring Firm

Underlying Contra Firm

Clearing Organization

Exchange

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

Customer Account

Correspondent Clearing Organization

Correspondent Broker

Buyer/Seller (Receiver/Deliverer)

Custodian

Intermediary

Agent

Sub-custodian

Beneficiary

Interested party

Regulatory body

In the context of regulatory reporting, this identifies the regulator the trade is being reported to.

Liquidity provider

Entering trader

Contra trader

Position account

The account which positions are maintained. Typically represents the aggregation of one or more customer accounts.

Contra Investor ID

Transfer to Firm

Contra Position Account

Contra Exchange

Internal Carry Account

Order Entry Operator ID

Secondary Account Number

Foreign Firm

Third Party Allocation Firm

Claiming Account

Asset Manager

Pledgor Account

Pledgee Account

Large Trader Reportable Account

Trader mnemonic

Sender Location

Session ID

Acceptable Counterparty

Unacceptable Counterparty

Entering Unit

Executing Unit

Introducing Broker

Quote originator

Report originator

Systematic internaliser (SI)

Multilateral Trading Facility (MTF)

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

Regulated Market (RM)

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

Market Maker

Investment Firm

Host Competent Authority (Host CA)

Home Competent Authority (Home CA)

Competent Authority of the most relevant market in terms of liquidity (CAL)

Competent Authority of the Transaction (Execution) Venue (CATV)

Reporting intermediary

The medium or vendor used to report to a regulator, non-regulatory agency or data repository.

Execution Venue

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

Market data entry originator

Location ID

Desk ID

Market data market

Allocation Entity

Prime Broker providing General Trade Services

Step-Out Firm (Prime Broker)

Broker clearing identifier

Central Registration Depository (CRD)

Clearing Account

Acceptable Settling Counterparty

Unacceptable Settling Counterparty

CLS Member Bank

In Concert Group

In Concert Controlling Entity

Large Positions Reporting Account

Settlement Firm

Settlement account

The account to which individual payment obligations are aggregated for netting and funds movement. Typically represents the aggregation of many margin (performance bond) accounts.

Reporting Market Center

Related Reporting Market Center

Away Market

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

Give-up (trading) firm

Take-up (trading) firm

Give-up clearing firm

Take-up clearing firm

Originating Market

Identifies the Market using PartyIDSource(tag 447) = G (Market Identifier Code) where an order originated in the event that the order is sent to an alternative market for execution. Serves as an inverse of an away market.

Margin account

Also referred to as "performance bond account". The margin account is the calculated margin requirements. Typically represents the aggregation of one or more position accounts.

Collateral asset account

The account at which individual collateral assets are maintained. Typically, although not always, one-for-one with the settlement account.

Data repository

Multiple instances of this PartyRole may appear for reporting purposes.

Calculation agent

Sender of exercise notice

Receiver of exercise notice

Rate reference bank

The bank providing the reference rate. Multiple instance of this PartyRole may appear.

Correspondent

Beneficiary's bank or depository institution

The institution in which the beneficiary, a person or an entity, has their account with. The institution may be a bank or non-bank institution.

Borrower

Primary obligator

Guarantor

Excluded reference entity

Determining party

Hedging party

Reporting entity

The entity that is reporting the information.

Sales person

The person who is involved in the sales activities for their firm.

Operator

The person who has the capabilities and authorization to take certain actions; for example, setting entitlements, etc.

Central Securities Depository (CSD)

International Central Securities Depository (ICSD)

Trading sub-account

Example of sub-accounts include a clearing account that has multiple trading sub-accounts, a trading account that has multiple trading sub-accounts belonging to different trading firms.

Investment decision maker

In the context of ESMA RTS reporting, this is used to specify party responsible for the investment decision. See RTS 24, Annex, Table 2, Field 4.

Publishing intermediary

The medium or vendor used to publish to the market.

Central Securities Depository (CSD) Participant

In the context of EU SFTR reporting the identifier of the CSD participant or indirect participant of the reporting counterparty. Where both the CSD participant and indirect participant are involved in the transaction this should identify the indirect participant.

Issuer

The issuer of the security.

Contra Customer Account

Same as PartyRole(452) = 24 (Customer Account) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.

Contra Investment Decision Maker

Same as PartyRole(452) = 122 (Investment Decision Maker) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.