Code Set
| ID | 105 |
| Type | String |
Indicates the type of representative order being reported and whether linkage is required. Refer to Appendix C for additional information on Representative Order linkage requirements.
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| Allowed Values for Equities | ||||
| RepresentativeOrder | Y | Representative order, linkage required | ||
| RepresentativeEligible | YE | Representative eligible - Order eligible for customer/client fills via an unlinked system (unlinked OMS-EMS or position fill workflow). <br> All Industry Members will be required to provide representative order linkages to unlinked OMS/EMS and position fill scenarios no later than July 31, 2024 due to the expiry of the exemptive relief granted by the SEC on July 8, 2022. | ||
| RepresentativeOrderPricingGuarantee | YP | Representative order, pricing guarantee, no linkage required. <br> All Industry Members will be required to provide representative order linkages to unlinked OMS/EMS and position fill scenarios no later than July 31, 2024 due to the expiry of the exemptive relief granted by the SEC on July 8, 2022. | ||
| RepresentativeOrderWithSupplementEvent | YS | Representative order, linkage required; details in supplement event | ||
| NonRepresentativeOrder | N | Not a representative order, linkage is not applicable | ||
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