Code Set
RegulatoryTransactionTypeCodeSet
| ID | 2347 |
| Type | int |
| Pedigree | Added EP176 |
Specifies the regulatory mandate or rule that the transaction complies with.
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| None | 0 | None (default if not specified) | The transaction does not fall under any special regulatory rule or mandate. | Added EP176 |
| SEFRequiredTransaction | 1 | Swap Execution Facility (SEF) required transaction | The transaction is a "Required" transaction under Dodd-Frank Act SEF Rules. "Required" transactions are subject to the trade execution mandate under section 2(h)(8) of the CEA and are not block trades. | Added EP176 |
| SEFPermittedTransaction | 2 | Swap Execution Facility (SEF) permitted transaction | The transaction is a "Permitted" transaction under Dodd-Frank Act SEF Rules. "Permitted" transactions are not subject to the clearing and trade execution mandates, illiquid or bespoke swaps, or block trades. | Added EP176 |
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