Code Set
ClearingRequirementExceptionCodeSet
| ID | 1932 |
| Type | int |
| Pedigree | Added EP161, Updated EP177 |
Specifies whether a party to a swap is using an exception to a clearing requirement. In the US, one such clearing requirement is CFTC's rule pursuant to CEA Section 2(h)(1).
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| NoException | 0 | No exception | Added EP161 | |
| Exception | 1 | Exception | Used to indicate an exception to a clearing requirement without elaborating on the type of exception. | Added EP161, Updated EP177 |
| EndUserException | 2 | End-user exception | In the US, see CFTC Final Rule on End-User Exception to Clearing Requirements for Swaps Fact Sheet http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/eue_factsheet_final.pdf | Added EP177 |
| InterAffiliateException | 3 | Inter-affiliate exception | In the US, see CFTC Final Rule - Clearing Exemption for Swaps Between Certain Affiliated Entities http://www.cftc.gov//ucm/groups/public/@lrfederalregister/documents/file/2013-07970a.pdf | Added EP177 |
| TreasuryAffiliateException | 4 | Treasury affiliate exception | In the US, see CFTC No Action Letter 13-22 No Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/13-22.pdf | Added EP177 |
| CooperativeException | 5 | Cooperative exception | Clearing exception for certain swaps entered into by cooperatives. In the US, see Regulation 50.51(a) Definition of Exempt Cooperative: https://www.federalregister.gov/articles/2013/08/22/2013-19945/clearing-exemption-for-certain-swaps-entered-into-by-cooperatives | Added EP177 |
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