Code Set
TrdSubTypeCodeSet
| ID | 829 |
| Type | int |
| Pedigree | Added FIX.4.4, Updated EP289 |
Further qualification to the trade type defined in TrdType(828).
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| CMTA | 0 | CMTA | Added EP4 | |
| InternalTransferOrAdjustment | 1 | Internal transfer or adjustment | Added EP4 | |
| ExternalTransferOrTransferOfAccount | 2 | External transfer or transfer of account | Added EP4 | |
| RejectForSubmittingSide | 3 | Reject for submitting side | Added EP4 | |
| AdvisoryForContraSide | 4 | Advisory for contra side | Added EP4 | |
| OffsetDueToAnAllocation | 5 | Offset due to an allocation | Added EP5 | |
| OnsetDueToAnAllocation | 6 | Onset due to an allocation | Added EP5, Updated EP95 | |
| DifferentialSpread | 7 | Differential spread | Added EP5 | |
| ImpliedSpreadLegExecutedAgainstAnOutright | 8 | Implied spread leg executed against an outright | Added EP5 | |
| TransactionFromExercise | 9 | Transaction from exercise | Added EP5 | |
| TransactionFromAssignment | 10 | Transaction from assignment | Added EP5 | |
| ACATS | 11 | ACATS | Added EP8 | |
| OffHoursTrade | 33 | Off Hours Trade | Added EP61 | |
| OnHoursTrade | 34 | On Hours Trade | Added EP61 | |
| OTCQuote | 35 | OTC Quote | Added EP61 | |
| ConvertedSWAP | 36 | Converted SWAP | Added EP-1 | |
| WashTrade | 40 | Wash Trade | Added EP101 | |
| TradeAtSettlement | 41 | Trade at Settlement (TAS) | Identifies a trade that will be priced using the settlement price. | Added EP107, Updated EP227 |
| AuctionTrade | 42 | Auction Trade | Mutually exclusive with TrdSubType(829) = 50 (Balancing). | Added EP114, Updated EP227 |
| TradeAtMarker | 43 | Trade at Marker (TAM) | Posted at a specific time each day and used to price the consummated trade for the product/month/strip executed (+/- and differentials). Closely related to TAS trades in function and trade practice. | Added EP107, Updated EP227 |
| CreditDefault | 44 | Default (Credit Event) | Added EP165 | |
| CreditRestructuring | 45 | Restructuring (credit event) | Added EP165 | |
| Merger | 46 | Merger (succession event) | Added EP165 | |
| SpinOff | 47 | Spin-off (succession event) | Added EP165 | |
| MultilateralCompression | 48 | Multilateral compression | Used to identify a special case of compression between multiple parties, e.g. for netted or portfolio trades. | Added EP201, Updated EP269 |
| Balancing | 50 | Balancing | Identifies an additional trade distributed to auction participants meant to resolve an imbalance between bids and offers. Mutually exclusive with TrdSubType(829) = 42 =(Auction). | Added EP227 |
| BasisTradeIndexClose | 51 | Basis Trade index Close (BTIC) | The marketplace name given to Trade at Marker (TAM) transactions in equity index futures. | Added EP227 |
| TradeAtCashOpen | 52 | Trade At Cash Open (TACO) | The marketplace name given to trading futures based on an opening quote of the underlying cash market. | Added EP243 |
| TrdSubmitVenueClrSettl | 53 | Trade submitted to venue for clearing and settlement | Identifies trades brought on a trading venue purely for clearing and settlement purposes. | Added EP268 |
| BilateralCompression | 54 | Bilateral compression | Used to identify a special case of compression between two parties, e.g. for netted or portfolio trades. | Added EP269 |
| MiFID Values | ||||
| Name | Value | Synopsis | Elaboration | Pedigree |
| AI | 14 | AI (Automated input facility disabled in response to an exchange request.) | Added EP26 | |
| B | 15 | B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.) | Added EP26 | |
| K | 16 | K (Transaction using block trade facility.) | Added EP26 | |
| LC | 17 | LC (Correction submitted more than three days after publication of the original trade report.) | Added EP26 | |
| M | 18 | M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.) | Added EP26 | |
| N | 19 | N (Non-protected portfolio transaction or a fully disclosed portfolio transaction) | Added EP26 | |
| NM | 20 | NM ( i) transaction where Exchange has granted permission for non-publication ii)IDB is reporting as seller iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.) | Added EP26 | |
| NR | 21 | NR (Non-risk transaction in a SEATS security other than an AIM security) | Added EP26 | |
| P | 22 | P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities) | Added EP26 | |
| PA | 23 | PA (Protected transaction notification) | Added EP26 | |
| PC | 24 | PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system) | Added EP26 | |
| PN | 25 | PN (Worked principal notification for a portfolio transaction which includes order book securities) | Added EP26 | |
| R | 26 | R ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).) | Added EP26 | |
| RO | 27 | RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant) | Added EP26 | |
| RT | 28 | RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security) | Added EP26 | |
| SW | 29 | SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock)) | Added EP26 | |
| T | 30 | T (If reporting a single protected transaction) | Added EP26 | |
| WN | 31 | WN (Worked principal notification for a single order book security) | Added EP26 | |
| WT | 32 | WT (Worked principal transaction (other than a portfolio transaction)) | Added EP26 | |
| CrossedTrade | 37 | Crossed Trade (X) | Added EP-1 | |
| InterimProtectedTrade | 38 | Interim Protected Trade (I) | Added EP-1 | |
| LargeInScale | 39 | Large in Scale (L) | Added EP-1 | |
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