Orchimate 1.3.2 /

FIX Reference Data1.0

Orchestra Hub

Firm

Person

System

Application

Full legal name of firm

Postal address

Phone number

Email address

Contact name

Securities account number (for settlement instructions)

Registration number (for settlement instructions and confirmations)

Registered address (for confirmation purposes)

Regulatory status (for confirmation purposes)

Registration name (for settlement instructions)

Cash account number (for settlement instructions)

BIC

CSD participant member code

Registered address

Fund account name

Telex number

Fax number

Securities account name

Cash account name

Department

Location desk

Position account type

Security locate ID

Market maker

Eligible counterparty

Professional client

Location

Execution venue

Currency delivery identifier

Address City

Address State/Province

Address Postal Code

Address Street

Address Country (ISO country code)

ISO country code

Market segment

Customer account type

Omnibus account

Funds segregation type

Guarantee fund

Identifies a guarantee fund related to an account. Used when one account has multiple funds of collateral, each guaranteeing different positions. Can be used for PartyRole(452) = Customer Account(24).

Swap dealer

The US regulator's defined term for identifying the trade counterparty as "any person who holds itself out as a dealer in swaps, makes a market in swaps, regularly enters into swaps with counterparties as an ordinary course of business for its own account, or engages in activity causing itself to be commonly known in the trade as a dealer or market maker in swaps".

Major participant

When PartySubID(523)=Y the counterparty is not the swap dealer but is a major swap participant as defined in the regulations.

Financial entity

When PartySubID(523)=Y the counterparty is neither a swap dealer nor a major swap participant but is a financial entity as defined in the regulations.

U.S. person

A legal term referring to any U.S. person or legal entity anywhere in the world that should be taxed under U.S. law.

Reporting entity indicator

Indicates the entity obligated or delegated to report to their regulator, a non-regulatory agency or data repository. Set PartySubID(523)=Y if true.

Elected clearing requirement exception

Business center

Reference text

Short-marking exempt account

Parent firm identifier

Implementation-specific identifier of this party's parent entity.

Parent firm name

Full name of this party's parent entity.

Deal identifier

The internal identifier assigned to the trade by this party, particularly by a Clearing Organization.

System trade identifier

System trade sub-identifier

Futures Commission Merchant (FCM) code

The FCM's code or identifier in relation to the PartyRole(452). For example, if PartyRole(452) is the exchange or clearinghouse, the FCM code/ID specified in PartySubID(523) is the FCM's identifier at the exchange or clearinghouse.

Delivery terminal customer account/code

Usually used for gas delivery to identify whose account the gas is allocated to at the delivery terminal. Often referred to as "HUB" code.

Voluntary reporting entity

The entity voluntarily reporting the trade to the regulator. Set PartySubID(523)=Y if true.

Reporting obligation jurisdiction

For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the reporting jurisdiction to which the party is obligated to report.

Voluntary reporting jurisdiction

For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the regulatory jurisdiction to which the party is submitting a voluntary report.

Company activities

For regulatory reporting. ID values include: A = Assurance undertaking authorized in accordance with Directive 2002/83/EC C=Credit institution authorized in accordance with Directive 2006/48/EC F=Investment firm in accordance with Directive 2004/39/EC I=Insurance undertaking authorized in accordance with Directive 73/239/EC L=Alternative investment fund managed by AIFMs authorized or registered in accordance with Directive 2011/61/EC O=Institution for occupational retirement provision within the meaning of Article 6(a0 of Directive 2003/41/EC R=Reinsurance undertaking authorized in accordance with Directive 2005/68/EC U=UCITS and its management company, authorized in accordance with Directive 2009/65/EC or blank in case of coverage by LEI or in case of non-financial counterparties.

In the context of EU SFTR reporting use the appropriate 4- or 1-character code noted in the regulations. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

European Economic Area domiciled

ID values: Y or N

Contract linked to commercial or treasury financing for this counterparty

ID values: Y or N

Contract above clearing threshold for this counterparty

ID values: Y or N

Voluntary reporting party

When PartySubID(523)=Y, identifies that the trading party is reporting voluntarily when VoluntaryRegulatoryReport(1935)=Y.

End user

When PartySubID(523)=Y, the counterparty is neither the swap dealer, major swap participant nor financial entity as defined in the regulations.

Location or jurisdiction

One or more instances may be used in combination with PartySubIDType(803) = 49 (Reporting entity indicator) or 102 (Data repository) to identify the jurisdiction, countries, regions or provinces for which the party is a reporting entity or data repository when that characteristic is ambiguous or where there are multiple locations. The party sub-ID value is either a jurisdiction acronym, a 2-character ISO 3166 country code, or a hyphenated combination of the country code and the standard post-office abbreviation for province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

Derivatives dealer

Indicates whether the party is a derivatives dealer or not (Y/N). The Canadian regulator's defined term for identifying the trade counterparty as "a person or company engaging in or holding himself, herself or itself out as engaging in the business of trading in derivatives in Ontario as principal or agent".

Domicile

Country and optionally province, state or region of domicile. The party sub-ID value is either a 2-character ISO 3166 country code or a hyphenated combination of the country code and the standard post-office abbreviation of province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

Exempt from recognition

Used with party role 21 "Clearing Organization" to indicate exemption (Y/N). Identifies a clearing agency as exempt from oversight in Ontario, i.e. one that 1) only provides limited services and does not present significant risks or 2) is foreign-based, indends to operate in Ontario but is subject to regulatory oversight in another jurisdiction.

Payer

Identifies the party as the payer of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

Receiver

Identifies the party as the receiver of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

Systematic Internaliser (SI)

In the context of ESMA reporting, this is used to indicate whether the specified party is a Systematic Internaliser or not for the security defined in the Instrument component (Y/N).

Publishing entity indicator

Indicates the entity obligated or delegated to publish to the market. Set PartySubID(523)=Y if true.

First name

The first name(s) of a natural person. If multiple names, separate entries by a comma.

Surname

The surname(s) or lastname(s) of a natural person. If multiple names, separate entries by a comma.

Date of birth

The date of birth of a natural person in the format YYYYMMDD.

Order transmitting firm

Identifies whether the party specified in PartyID(448) is the firm that transmitted the order. In the context of RTS 22 Article 4, when "true" the PartySubID(523)=Y shall be set "by the transmitting firm within the transmitting firm's report where conditions for transmission specified in Article 4 were not satisfied."

Order transmitting firm for buyer

Identifies the firm that transmitted the order for the buyer. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the buyer. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

Order transmitter for seller

Identifies the order transmitting firm for the seller. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the seller. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

Legal Entity Identifier (ISO 17442) LEI

Sub-sector classification

Supplemental to party sub-ID type "64" (Company activities) for regulatory reporting. For EU SFTR reporting use the appropriate 4-character code noted in the regulations applying the conditional association rules. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

Party side

May be used, when appropriate, to explicitly indicate the transaction side of the party, e.g. Buyer, Seller, Lender, Borrower, Maker, Taker, etc. in the ID. In the context of EU SFTR reporting, use values as required by SFTR, "GIVE" and "TAKE" in the ID, to identify collateral giver and taker.

Legal registration country

ISO Country Code where the registered office of the party is located as specified in the LEI reference data.