Code Set
| ID | 1 |
| Type | String |
Represents the type of beneficial owner of the account for which an order was received or originated, or to which the shares/contracts are allocated.
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| InstitutionalCustomer | A | An institutional account as defined in FINRA Rule 4512(c) | ||
| EmployeeAccount | E | An employee or associated person of the Industry Member or an employee or associated person of affiliated group companies | ||
| Foreign | F | A non-broker-dealer foreign affiliate or non-reporting foreign broker-dealer | ||
| IndividualCustomer | I | An account that does not meet the definition of “institution” as defined in FINRA Rule 4512(c) and is also not a proprietary account. | ||
| MarketMaking | O | See CAT FAQ C5 and CAT FAQ B68 | ||
| FirmAgency | V | Firm agency average price account | ||
| OtherProprietary | P | Other proprietary | ||
| ErrorAccount | X | Error account of the firm |
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