Code Set
reportingExceptionCodeCodeSet
| ID | 104 |
| Type | String |
Indicates the reason that a unique identifier (e.g., Branch Sequence Number, Compliance ID) was not supplied to a transaction reporting system.
| Name | Value | Synopsis | Elaboration | Pedigree |
|---|---|---|---|---|
| IndustryMemberOnContraSide | C | Industry Member was the contra side of the trade report for a trade which was reported to a TRF/ORF/ADF via a QSR or AGU. | ||
| ReportedOnFormT | F | Reported on Form T pursuant to FINRA Trade Reporting Rules. | ||
| ReportedByCounterparty | N | Trade was executed by a non-FINRA member and reported to the TRF by the FINRA member counterparty. | ||
| IntraFirmOrder | P | Intra–firm order where there is no change in beneficial ownership. |
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